Parsing Inputs¶
In the chapter on Grammars, we discussed how grammars can be used to represent various languages. We also saw how grammars can be used to generate strings of the corresponding language. Grammars can also perform the reverse. That is, given a string, one can decompose the string into its constituent parts that correspond to the parts of grammar used to generate it – the derivation tree of that string. These parts (and parts from other similar strings) can later be recombined using the same grammar to produce new strings.
In this chapter, we use grammars to parse and decompose a given set of valid seed inputs into their corresponding derivation trees. This structural representation allows us to mutate, crossover, and recombine their parts in order to generate new valid, slightly changed inputs (i.e., fuzz)
from bookutils import YouTubeVideo
YouTubeVideo('k39i9de0L54')
Prerequisites
 You should have read the chapter on grammars.
 An understanding of derivation trees from the chapter on grammar fuzzer is also required.
Synopsis¶
To use the code provided in this chapter, write
>>> from fuzzingbook.Parser import <identifier>
and then make use of the following features.
This chapter introduces Parser
classes, parsing a string into a derivation tree as introduced in the chapter on efficient grammar fuzzing. Two important parser classes are provided:
 Parsing Expression Grammar parsers (
PEGParser
). These are very efficient, but limited to specific grammar structure. Notably, the alternatives represent ordered choice. That is, rather than choosing all rules that can potentially match, we stop at the first match that succeed.  Earley parsers (
EarleyParser
). These accept any kind of contextfree grammars, and explore all parsing alternatives (if any).
Using any of these is fairly easy, though. First, instantiate them with a grammar:
>>> from Grammars import US_PHONE_GRAMMAR
>>> us_phone_parser = EarleyParser(US_PHONE_GRAMMAR)
Then, use the parse()
method to retrieve a list of possible derivation trees:
>>> trees = us_phone_parser.parse("(555)9876543")
>>> tree = list(trees)[0]
>>> display_tree(tree)
These derivation trees can then be used for test generation, notably for mutating and recombining existing inputs.
import bookutils.setup
from typing import Dict, List, Tuple, Collection, Set, Iterable, Generator, cast
from Fuzzer import Fuzzer # minor dependency
from GrammarFuzzer import GrammarFuzzer, display_tree, tree_to_string, dot_escape
from GrammarFuzzer import DerivationTree
from ExpectError import ExpectError
from IPython.display import display
from Timer import Timer
Why Parsing for Fuzzing?¶
Why would one want to parse existing inputs in order to fuzz? Let us illustrate the problem with an example. Here is a simple program that accepts a CSV file of vehicle details and processes this information.
def process_inventory(inventory):
res = []
for vehicle in inventory.split('\n'):
ret = process_vehicle(vehicle)
res.extend(ret)
return '\n'.join(res)
The CSV file contains details of one vehicle per line. Each row is processed in process_vehicle()
.
def process_vehicle(vehicle):
year, kind, company, model, *_ = vehicle.split(',')
if kind == 'van':
return process_van(year, company, model)
elif kind == 'car':
return process_car(year, company, model)
else:
raise Exception('Invalid entry')
Depending on the kind of vehicle, the processing changes.
def process_van(year, company, model):
res = ["We have a %s %s van from %s vintage." % (company, model, year)]
iyear = int(year)
if iyear > 2010:
res.append("It is a recent model!")
else:
res.append("It is an old but reliable model!")
return res
def process_car(year, company, model):
res = ["We have a %s %s car from %s vintage." % (company, model, year)]
iyear = int(year)
if iyear > 2016:
res.append("It is a recent model!")
else:
res.append("It is an old but reliable model!")
return res
Here is a sample of inputs that the process_inventory()
accepts.
mystring = """\
1997,van,Ford,E350
2000,car,Mercury,Cougar\
"""
print(process_inventory(mystring))
Let us try to fuzz this program. Given that the process_inventory()
takes a CSV file, we can write a simple grammar for generating comma separated values, and generate the required CSV rows. For convenience, we fuzz process_vehicle()
directly.
import string
CSV_GRAMMAR: Grammar = {
'<start>': ['<csvline>'],
'<csvline>': ['<items>'],
'<items>': ['<item>,<items>', '<item>'],
'<item>': ['<letters>'],
'<letters>': ['<letter><letters>', '<letter>'],
'<letter>': list(string.ascii_letters + string.digits + string.punctuation + ' \t\n')
}
We need some infrastructure first for viewing the grammar.
syntax_diagram(CSV_GRAMMAR)
We generate 1000
values, and evaluate the process_vehicle()
with each.
gf = GrammarFuzzer(CSV_GRAMMAR, min_nonterminals=4)
trials = 1000
valid: List[str] = []
time = 0
for i in range(trials):
with Timer() as t:
vehicle_info = gf.fuzz()
try:
process_vehicle(vehicle_info)
valid.append(vehicle_info)
except:
pass
time += t.elapsed_time()
print("%d valid strings, that is GrammarFuzzer generated %f%% valid entries from %d inputs" %
(len(valid), len(valid) * 100.0 / trials, trials))
print("Total time of %f seconds" % time)
This is obviously not working. But why?
gf = GrammarFuzzer(CSV_GRAMMAR, min_nonterminals=4)
trials = 10
time = 0
for i in range(trials):
vehicle_info = gf.fuzz()
try:
print(repr(vehicle_info), end="")
process_vehicle(vehicle_info)
except Exception as e:
print("\t", e)
else:
print()
None of the entries will get through unless the fuzzer can produce either van
or car
.
Indeed, the reason is that the grammar itself does not capture the complete information about the format. So here is another idea. We modify the GrammarFuzzer
to know a bit about our format.
import copy
import random
class PooledGrammarFuzzer(GrammarFuzzer):
def __init__(self, *args, **kwargs):
super().__init__(*args, **kwargs)
self._node_cache = {}
def update_cache(self, key, values):
self._node_cache[key] = values
def expand_node_randomly(self, node):
(symbol, children) = node
assert children is None
if symbol in self._node_cache:
if random.randint(0, 1) == 1:
return super().expand_node_randomly(node)
return copy.deepcopy(random.choice(self._node_cache[symbol]))
return super().expand_node_randomly(node)
Let us try again!
gf = PooledGrammarFuzzer(CSV_GRAMMAR, min_nonterminals=4)
gf.update_cache('<item>', [
('<item>', [('car', [])]),
('<item>', [('van', [])]),
])
trials = 10
time = 0
for i in range(trials):
vehicle_info = gf.fuzz()
try:
print(repr(vehicle_info), end="")
process_vehicle(vehicle_info)
except Exception as e:
print("\t", e)
else:
print()
At least we are getting somewhere! It would be really nice if we could incorporate what we know about the sample data in our fuzzer. In fact, it would be nice if we could extract the template and valid values from samples, and use them in our fuzzing. How do we do that? The quick answer to this question is: Use a parser.
Using a Parser¶
Generally speaking, a parser is the part of a program that processes (structured) input. The parsers we discuss in this chapter transform an input string into a derivation tree (discussed in the chapter on efficient grammar fuzzing). From a user's perspective, all it takes to parse an input is two steps:
Initialize the parser with a grammar, as in
parser = Parser(grammar)
Using the parser to retrieve a list of derivation trees:
trees = parser.parse(input)
Once we have parsed a tree, we can use it just as the derivation trees produced from grammar fuzzing.
We discuss a number of such parsers, in particular
 parsing expression grammar parsers (
PEGParser
), which are very efficient, but limited to specific grammar structure; and  Earley parsers (
EarleyParser
), which accept any kind of contextfree grammars.
If you just want to use parsers (say, because your main focus is testing), you can just stop here and move on to the next chapter, where we learn how to make use of parsed inputs to mutate and recombine them. If you want to understand how parsers work, though, this chapter is right for you.
An Ad Hoc Parser¶
As we saw in the previous section, programmers often have to extract parts of data that obey certain rules. For example, for CSV files, each element in a row is separated by commas, and multiple raws are used to store the data.
To extract the information, we write an ad hoc parser simple_parse_csv()
.
def simple_parse_csv(mystring: str) > DerivationTree:
children: List[DerivationTree] = []
tree = (START_SYMBOL, children)
for i, line in enumerate(mystring.split('\n')):
children.append(("record %d" % i, [(cell, [])
for cell in line.split(',')]))
return tree
We also change the default orientation of the graph to left to right rather than top to bottom for easier viewing using lr_graph()
.
def lr_graph(dot):
dot.attr('node', shape='plain')
dot.graph_attr['rankdir'] = 'LR'
The display_tree()
shows the structure of our CSV file after parsing.
tree = simple_parse_csv(mystring)
display_tree(tree, graph_attr=lr_graph)
This is of course simple. What if we encounter slightly more complexity? Again, another example from the Wikipedia.
mystring = '''\
1997,Ford,E350,"ac, abs, moon",3000.00\
'''
print(mystring)
We define a new annotation method highlight_node()
to mark the nodes that are interesting.
def highlight_node(predicate):
def hl_node(dot, nid, symbol, ann):
if predicate(dot, nid, symbol, ann):
dot.node(repr(nid), dot_escape(symbol), fontcolor='red')
else:
dot.node(repr(nid), dot_escape(symbol))
return hl_node
Using highlight_node()
we can highlight particular nodes that we were wrongly parsed.
tree = simple_parse_csv(mystring)
bad_nodes = {5, 6, 7, 12, 13, 20, 22, 23, 24, 25}
def hl_predicate(_d, nid, _s, _a): return nid in bad_nodes
highlight_err_node = highlight_node(hl_predicate)
display_tree(tree, log=False, node_attr=highlight_err_node,
graph_attr=lr_graph)
The marked nodes indicate where our parsing went wrong. We can of course extend our parser to understand quotes. First we define some of the helper functions parse_quote()
, find_comma()
and comma_split()
def parse_quote(string, i):
v = string[i + 1:].find('"')
return v + i + 1 if v >= 0 else 1
def find_comma(string, i):
slen = len(string)
while i < slen:
if string[i] == '"':
i = parse_quote(string, i)
if i == 1:
return 1
if string[i] == ',':
return i
i += 1
return 1
def comma_split(string):
slen = len(string)
i = 0
while i < slen:
c = find_comma(string, i)
if c == 1:
yield string[i:]
return
else:
yield string[i:c]
i = c + 1
We can update our parse_csv()
procedure to use our advanced quote parser.
def parse_csv(mystring):
children = []
tree = (START_SYMBOL, children)
for i, line in enumerate(mystring.split('\n')):
children.append(("record %d" % i, [(cell, [])
for cell in comma_split(line)]))
return tree
Our new parse_csv()
can now handle quotes correctly.
tree = parse_csv(mystring)
display_tree(tree, graph_attr=lr_graph)
That of course does not survive long:
mystring = '''\
1999,Chevy,"Venture \\"Extended Edition, Very Large\\"",,5000.00\
'''
print(mystring)
A few embedded quotes are sufficient to confuse our parser again.
tree = parse_csv(mystring)
bad_nodes = {4, 5}
display_tree(tree, node_attr=highlight_err_node, graph_attr=lr_graph)
Here is another record from that CSV file:
mystring = '''\
1996,Jeep,Grand Cherokee,"MUST SELL!
air, moon roof, loaded",4799.00
'''
print(mystring)
tree = parse_csv(mystring)
bad_nodes = {5, 6, 7, 8, 9, 10}
display_tree(tree, node_attr=highlight_err_node, graph_attr=lr_graph)
Fixing this would require modifying both inner parse_quote()
and the outer parse_csv()
procedures. We note that each of these features actually documented in the CSV RFC 4180
Indeed, each additional improvement falls apart even with a little extra complexity. The problem becomes severe when one encounters recursive expressions. For example, JSON is a common alternative to CSV files for saving data. Similarly, one may have to parse data from an HTML table instead of a CSV file if one is getting the data from the web.
One might be tempted to fix it with a little more ad hoc parsing, with a bit of regular expressions thrown in. However, that is the path to insanity.
It is here that formal parsers shine. The main idea is that, any given set of strings belong to a language, and these languages can be specified by their grammars (as we saw in the chapter on grammars). The great thing about grammars is that they can be composed. That is, one can introduce finer and finer details into an internal structure without affecting the external structure, and similarly, one can change the external structure without much impact on the internal structure.
Grammars in Parsing¶
We briefly describe grammars in the context of parsing.
Grammars and Derivation Trees
A grammar, as you have read from the chapter on grammars is a set of rules that explain how the start symbol can be expanded. Each rule has a name, also called a nonterminal, and a set of alternative choices in how the nonterminal can be expanded.
A1_GRAMMAR: Grammar = {
"<start>": ["<expr>"],
"<expr>": ["<expr>+<expr>", "<expr><expr>", "<integer>"],
"<integer>": ["<digit><integer>", "<digit>"],
"<digit>": ["0", "1", "2", "3", "4", "5", "6", "7", "8", "9"]
}
syntax_diagram(A1_GRAMMAR)
In the above expression, the rule <expr> : [<expr>+<expr>,<expr><expr>,<integer>]
corresponds to how the nonterminal <expr>
might be expanded. The expression <expr>+<expr>
corresponds to one of the alternative choices. We call this an alternative expansion for the nonterminal <expr>
. Finally, in an expression <expr>+<expr>
, each of <expr>
, +
, and <expr>
are symbols in that expansion. A symbol could be either a nonterminal or a terminal symbol based on whether its expansion is available in the grammar.
Here is a string that represents an arithmetic expression that we would like to parse, which is specified by the grammar above:
mystring = '1+2'
The derivation tree for our expression from this grammar is given by:
tree = ('<start>', [('<expr>',
[('<expr>', [('<integer>', [('<digit>', [('1', [])])])]),
('+', []),
('<expr>', [('<integer>', [('<digit>', [('2',
[])])])])])])
assert mystring == tree_to_string(tree)
display_tree(tree)
While a grammar can be used to specify a given language, there could be multiple grammars that correspond to the same language. For example, here is another grammar to describe the same addition expression.
A2_GRAMMAR: Grammar = {
"<start>": ["<expr>"],
"<expr>": ["<integer><expr_>"],
"<expr_>": ["+<expr>", "<expr>", ""],
"<integer>": ["<digit><integer_>"],
"<integer_>": ["<integer>", ""],
"<digit>": ["0", "1", "2", "3", "4", "5", "6", "7", "8", "9"]
}
syntax_diagram(A2_GRAMMAR)
The corresponding derivation tree is given by:
tree = ('<start>', [('<expr>', [('<integer>', [('<digit>', [('1', [])]),
('<integer_>', [])]),
('<expr_>', [('+', []),
('<expr>',
[('<integer>',
[('<digit>', [('2', [])]),
('<integer_>', [])]),
('<expr_>', [])])])])])
assert mystring == tree_to_string(tree)
display_tree(tree)
Indeed, there could be different classes of grammars that
describe the same language. For example, the first grammar A1_GRAMMAR
is a grammar that sports both right and left recursion, while the
second grammar A2_GRAMMAR
does not have left recursion in the
nonterminals in any of its productions, but contains epsilon productions.
(An epsilon production is a production that has empty string in its righthand side.)
Recursion
You would have noticed that we reuse the term <expr>
in its own definition. Using the same nonterminal in its own definition is called recursion. There are two specific kinds of recursion one should be aware of in parsing, as we see in the next section.
Recursion¶
A grammar is left recursive if any of its nonterminals are left recursive, and a nonterminal is directly leftrecursive if the leftmost symbol of any of its productions is itself.
LR_GRAMMAR: Grammar = {
'<start>': ['<A>'],
'<A>': ['<A>a', ''],
}
syntax_diagram(LR_GRAMMAR)
mystring = 'aaaaaa'
display_tree(
('<start>', [('<A>', [('<A>', [('<A>', []), ('a', [])]), ('a', [])]),
('a', [])]))
A grammar is indirectly leftrecursive if any
of the leftmost symbols can be expanded using their definitions to
produce the nonterminal as the leftmost symbol of the expansion. The left
recursion is called a hiddenleftrecursion if during the series of
expansions of a nonterminal, one reaches a rule where the rule contains
the same nonterminal after a prefix of other symbols, and these symbols can
derive the empty string. For example, in A1_GRAMMAR
, <integer>
will be
considered hiddenleft recursive if <digit>
could derive an empty string.
Right recursive grammars are defined similarly.
Below is the derivation tree for the right recursive grammar that represents the same
language as that of LR_GRAMMAR
.
RR_GRAMMAR: Grammar = {
'<start>': ['<A>'],
'<A>': ['a<A>', ''],
}
syntax_diagram(RR_GRAMMAR)
display_tree(('<start>', [('<A>', [
('a', []), ('<A>', [('a', []), ('<A>', [('a', []), ('<A>', [])])])])]
))
Ambiguity¶
To complicate matters further, there could be
multiple derivation trees – also called parses – corresponding to the
same string from the same grammar. For example, a string 1+2+3
can be parsed
in two ways as we see below using the A1_GRAMMAR
mystring = '1+2+3'
tree = ('<start>',
[('<expr>',
[('<expr>', [('<expr>', [('<integer>', [('<digit>', [('1', [])])])]),
('+', []),
('<expr>', [('<integer>',
[('<digit>', [('2', [])])])])]), ('+', []),
('<expr>', [('<integer>', [('<digit>', [('3', [])])])])])])
assert mystring == tree_to_string(tree)
display_tree(tree)
tree = ('<start>',
[('<expr>', [('<expr>', [('<integer>', [('<digit>', [('1', [])])])]),
('+', []),
('<expr>',
[('<expr>', [('<integer>', [('<digit>', [('2', [])])])]),
('+', []),
('<expr>', [('<integer>', [('<digit>', [('3',
[])])])])])])])
assert tree_to_string(tree) == mystring
display_tree(tree)
There are many ways to resolve ambiguities. One approach taken by Parsing Expression Grammars explained in the next section is to specify a particular order of resolution, and choose the first one. Another approach is to simply return all possible derivation trees, which is the approach taken by Earley parser we develop later.
A Parser Class¶
Next, we develop different parsers. To do that, we define a minimal interface for parsing that is obeyed by all parsers. There are two approaches to parsing a string using a grammar.
 The traditional approach is to use a lexer (also called a tokenizer or a scanner) to first tokenize the incoming string, and feed the grammar one token at a time. The lexer is typically a smaller parser that accepts a regular language. The advantage of this approach is that the grammar used by the parser can eschew the details of tokenization. Further, one gets a shallow derivation tree at the end of the parsing which can be directly used for generating the Abstract Syntax Tree.
 The second approach is to use a tree pruner after the complete parse. With this approach, one uses a grammar that incorporates complete details of the syntax. Next, the nodes corresponding to tokens are pruned and replaced with their corresponding strings as leaf nodes. The utility of this approach is that the parser is more powerful, and further there is no artificial distinction between lexing and parsing.
In this chapter, we use the second approach. This approach is implemented in the prune_tree
method.
The Parser class we define below provides the minimal interface. The main methods that need to be implemented by the classes implementing this interface are parse_prefix
and parse
. The parse_prefix
returns a tuple, which contains the index until which parsing was completed successfully, and the parse forest until that index. The method parse
returns a list of derivation trees if the parse was successful.
class Parser:
"""Base class for parsing."""
def __init__(self, grammar: Grammar, *,
start_symbol: str = START_SYMBOL,
log: bool = False,
coalesce: bool = True,
tokens: Set[str] = set()) > None:
"""Constructor.
`grammar` is the grammar to be used for parsing.
Keyword arguments:
`start_symbol` is the start symbol (default: '<start>').
`log` enables logging (default: False).
`coalesce` defines if tokens should be coalesced (default: True).
`tokens`, if set, is a set of tokens to be used."""
self._grammar = grammar
self._start_symbol = start_symbol
self.log = log
self.coalesce_tokens = coalesce
self.tokens = tokens
def grammar(self) > Grammar:
"""Return the grammar of this parser."""
return self._grammar
def start_symbol(self) > str:
"""Return the start symbol of this parser."""
return self._start_symbol
def parse_prefix(self, text: str) > Tuple[int, Iterable[DerivationTree]]:
"""Return pair (cursor, forest) for longest prefix of text.
To be defined in subclasses."""
raise NotImplementedError
def parse(self, text: str) > Iterable[DerivationTree]:
"""Parse `text` using the grammar.
Return an iterable of parse trees."""
cursor, forest = self.parse_prefix(text)
if cursor < len(text):
raise SyntaxError("at " + repr(text[cursor:]))
return [self.prune_tree(tree) for tree in forest]
def parse_on(self, text: str, start_symbol: str) > Generator:
old_start = self._start_symbol
try:
self._start_symbol = start_symbol
yield from self.parse(text)
finally:
self._start_symbol = old_start
def coalesce(self, children: List[DerivationTree]) > List[DerivationTree]:
last = ''
new_lst: List[DerivationTree] = []
for cn, cc in children:
if cn not in self._grammar:
last += cn
else:
if last:
new_lst.append((last, []))
last = ''
new_lst.append((cn, cc))
if last:
new_lst.append((last, []))
return new_lst
def prune_tree(self, tree: DerivationTree) > DerivationTree:
name, children = tree
assert isinstance(children, list)
if self.coalesce_tokens:
children = self.coalesce(cast(List[DerivationTree], children))
if name in self.tokens:
return (name, [(tree_to_string(tree), [])])
else:
return (name, [self.prune_tree(c) for c in children])
Canonical Grammars
The EXPR_GRAMMAR
we import from the chapter on grammars is oriented towards generation. In particular, the production rules are stored as strings. We need to massage this representation a little to conform to a canonical representation where each token in a rule is represented separately. The canonical
format uses separate tokens to represent each symbol in an expansion.
CanonicalGrammar = Dict[str, List[List[str]]]
import re
def single_char_tokens(grammar: Grammar) > Dict[str, List[List[Collection[str]]]]:
g_ = {}
for key in grammar:
rules_ = []
for rule in grammar[key]:
rule_ = []
for token in rule:
if token in grammar:
rule_.append(token)
else:
rule_.extend(token)
rules_.append(rule_)
g_[key] = rules_
return g_
def canonical(grammar: Grammar) > CanonicalGrammar:
def split(expansion):
if isinstance(expansion, tuple):
expansion = expansion[0]
return [token for token in re.split(
RE_NONTERMINAL, expansion) if token]
return {
k: [split(expression) for expression in alternatives]
for k, alternatives in grammar.items()
}
CE_GRAMMAR: CanonicalGrammar = canonical(EXPR_GRAMMAR)
CE_GRAMMAR
We also provide a convenience method for easier display of canonical grammars.
def recurse_grammar(grammar, key, order):
rules = sorted(grammar[key])
old_len = len(order)
for rule in rules:
for token in rule:
if token not in grammar: continue
if token not in order:
order.append(token)
new = order[old_len:]
for ckey in new:
recurse_grammar(grammar, ckey, order)
def show_grammar(grammar, start_symbol=START_SYMBOL):
order = [start_symbol]
recurse_grammar(grammar, start_symbol, order)
return {k: sorted(grammar[k]) for k in order}
show_grammar(CE_GRAMMAR)
We provide a way to revert a canonical expression.
def non_canonical(grammar):
new_grammar = {}
for k in grammar:
rules = grammar[k]
new_rules = []
for rule in rules:
new_rules.append(''.join(rule))
new_grammar[k] = new_rules
return new_grammar
non_canonical(CE_GRAMMAR)
It is easier to work with the canonical
representation during parsing. Hence, we update our parser class to store the canonical
representation also.
class Parser(Parser):
def __init__(self, grammar, **kwargs):
self._start_symbol = kwargs.get('start_symbol', START_SYMBOL)
self.log = kwargs.get('log', False)
self.tokens = kwargs.get('tokens', set())
self.coalesce_tokens = kwargs.get('coalesce', True)
canonical_grammar = kwargs.get('canonical', False)
if canonical_grammar:
self.cgrammar = single_char_tokens(grammar)
self._grammar = non_canonical(grammar)
else:
self._grammar = dict(grammar)
self.cgrammar = single_char_tokens(canonical(grammar))
# we do not require a single rule for the start symbol
if len(grammar.get(self._start_symbol, [])) != 1:
self.cgrammar['<>'] = [[self._start_symbol]]
We update the prune_tree()
to account for the phony start symbol if it was insserted.
class Parser(Parser):
def prune_tree(self, tree):
name, children = tree
if name == '<>':
assert len(children) == 1
return self.prune_tree(children[0])
if self.coalesce_tokens:
children = self.coalesce(children)
if name in self.tokens:
return (name, [(tree_to_string(tree), [])])
else:
return (name, [self.prune_tree(c) for c in children])
Parsing Expression Grammars¶
A Parsing Expression Grammar (PEG) [Ford et al, 2004] is a type of recognition based formal grammar that specifies the sequence of steps to take to parse a given string.
A parsing expression grammar is very similar to a contextfree grammar (CFG) such as the ones we saw in the chapter on grammars. As in a CFG, a parsing expression grammar is represented by a set of nonterminals and corresponding alternatives representing how to match each. For example, here is a PEG that matches a
or b
.
PEG1 = {
'<start>': ['a', 'b']
}
However, unlike the CFG, the alternatives represent ordered choice. That is, rather than choosing all rules that can potentially match, we stop at the first match that succeed. For example, the below PEG can match ab
but not abc
unlike a CFG which will match both. (We call the sequence of ordered choice expressions choice expressions rather than alternatives to make the distinction from CFG clear.)
PEG2 = {
'<start>': ['ab', 'abc']
}
Each choice in a choice expression represents a rule on how to satisfy that particular choice. The choice is a sequence of symbols (terminals and nonterminals) that are matched against a given text as in a CFG.
Beyond the syntax of grammar definitions we have seen so far, a PEG can also contain a few additional elements. See the exercises at the end of the chapter for additional information.
The PEGs model the typical practice in handwritten recursive descent parsers, and hence it may be considered more intuitive to understand.
The Packrat Parser for Predicate Expression Grammars¶
Short of hand rolling a parser, Packrat parsing is one of the simplest parsing techniques, and is one of the techniques for parsing PEGs. The Packrat parser is so named because it tries to cache all results from simpler problems in the hope that these solutions can be used to avoid recomputation later. We develop a minimal Packrat parser next.
We derive from the Parser
base class first, and we accept the text to be parsed in the parse()
method, which in turn calls unify_key()
with the start_symbol
.
Note. While our PEG parser can produce only a single unambiguous parse tree, other parsers can produce multiple parses for ambiguous grammars. Hence, we return a list of trees (in this case with a single element).
class PEGParser(Parser):
def parse_prefix(self, text):
cursor, tree = self.unify_key(self.start_symbol(), text, 0)
return cursor, [tree]
Implementing PEGParser
Unify Key¶
The unify_key()
algorithm is simple. If given a terminal symbol, it tries to match the symbol with the current position in the text. If the symbol and text match, it returns successfully with the new parse index at
.
If on the other hand, it was given a nonterminal, it retrieves the choice expression corresponding to the key, and tries to match each choice in order using unify_rule()
. If any of the rules succeed in being unified with the given text, the parse is considered a success, and we return with the new parse index returned by unify_rule()
.
class PEGParser(PEGParser):
"""Packrat parser for Parsing Expression Grammars (PEGs)."""
def unify_key(self, key, text, at=0):
if self.log:
print("unify_key: %s with %s" % (repr(key), repr(text[at:])))
if key not in self.cgrammar:
if text[at:].startswith(key):
return at + len(key), (key, [])
else:
return at, None
for rule in self.cgrammar[key]:
to, res = self.unify_rule(rule, text, at)
if res is not None:
return (to, (key, res))
return 0, None
mystring = "1"
peg = PEGParser(EXPR_GRAMMAR, log=True)
peg.unify_key('1', mystring)
mystring = "2"
peg.unify_key('1', mystring)
Unify Rule¶
The unify_rule()
method is similar. It retrieves the tokens corresponding to the rule that it needs to unify with the text, and calls unify_key()
on them in sequence. If all tokens are successfully unified with the text, the parse is a success.
class PEGParser(PEGParser):
def unify_rule(self, rule, text, at):
if self.log:
print('unify_rule: %s with %s' % (repr(rule), repr(text[at:])))
results = []
for token in rule:
at, res = self.unify_key(token, text, at)
if res is None:
return at, None
results.append(res)
return at, results
mystring = "0"
peg = PEGParser(EXPR_GRAMMAR, log=True)
peg.unify_rule(peg.cgrammar['<digit>'][0], mystring, 0)
mystring = "12"
peg.unify_rule(peg.cgrammar['<integer>'][0], mystring, 0)
mystring = "1 + 2"
peg = PEGParser(EXPR_GRAMMAR, log=False)
peg.parse(mystring)
The two methods are mutually recursive, and given that unify_key()
tries each alternative until it succeeds, unify_key
can be called multiple times with the same arguments. Hence, it is important to memoize the results of unify_key
. Python provides a simple decorator lru_cache
for memoizing any function call that has hashable arguments. We add that to our implementation so that repeated calls to unify_key()
with the same argument get cached results.
This memoization gives the algorithm its name – Packrat.
from functools import lru_cache
class PEGParser(PEGParser):
@lru_cache(maxsize=None)
def unify_key(self, key, text, at=0):
if key not in self.cgrammar:
if text[at:].startswith(key):
return at + len(key), (key, [])
else:
return at, None
for rule in self.cgrammar[key]:
to, res = self.unify_rule(rule, text, at)
if res is not None:
return (to, (key, res))
return 0, None
We wrap initialization and calling of PEGParser
in a method parse()
already implemented in the Parser
base class that accepts the text to be parsed along with the grammar.
Here are a few examples of our parser in action.
mystring = "1 + (2 * 3)"
peg = PEGParser(EXPR_GRAMMAR)
for tree in peg.parse(mystring):
assert tree_to_string(tree) == mystring
display(display_tree(tree))
mystring = "1 * (2 + 3.35)"
for tree in peg.parse(mystring):
assert tree_to_string(tree) == mystring
display(display_tree(tree))
One should be aware that while the grammar looks like a CFG, the language described by a PEG may be different. Indeed, only LL(1) grammars are guaranteed to represent the same language for both PEGs and other parsers. Behavior of PEGs for other classes of grammars could be surprising [Redziejowski et al, 2008].
Parsing ContextFree Grammars¶
Problems with PEG¶
While PEGs are simple at first sight, their behavior in some cases might be a bit unintuitive. For example, here is an example [Redziejowski et al, 2008]:
PEG_SURPRISE: Grammar = {
"<A>": ["a<A>a", "aa"]
}
When interpreted as a CFG and used as a string generator, it will produce strings of the form aa, aaaa, aaaaaa
that is, it produces strings where the number of a
is $ 2*n $ where $ n > 0 $.
strings = []
for nn in range(4):
f = GrammarFuzzer(PEG_SURPRISE, start_symbol='<A>')
tree = ('<A>', None)
for _ in range(nn):
tree = f.expand_tree_once(tree)
tree = f.expand_tree_with_strategy(tree, f.expand_node_min_cost)
strings.append(tree_to_string(tree))
display_tree(tree)
strings
However, the PEG parser can only recognize strings of the form $2^n$
peg = PEGParser(PEG_SURPRISE, start_symbol='<A>')
for s in strings:
with ExpectError():
for tree in peg.parse(s):
display_tree(tree)
print(s)
This is not the only problem with Parsing Expression Grammars. While PEGs are expressive and the packrat parser for parsing them is simple and intuitive, PEGs suffer from a major deficiency for our purposes. PEGs are oriented towards language recognition, and it is not clear how to translate an arbitrary PEG to a CFG. As we mentioned earlier, a naive reinterpretation of a PEG as a CFG does not work very well. Further, it is not clear what is the exact relation between the class of languages represented by PEG and the class of languages represented by CFG. Since our primary focus is fuzzing – that is generation of strings – , we next look at parsers that can accept contextfree grammars.
The general idea of CFG parser is the following: Peek at the input text for the allowed number of characters, and use these, and our parser state to determine which rules can be applied to complete parsing. We next look at a typical CFG parsing algorithm, the Earley Parser.
The Earley Parser¶
The Earley parser is a general parser that is able to parse any arbitrary CFG. It was invented by Jay Earley [Earley et al, 1970] for use in computational linguistics. While its computational complexity is $O(n^3)$ for parsing strings with arbitrary grammars, it can parse strings with unambiguous grammars in $O(n^2)$ time, and all LR(k) grammars in linear time ($O(n)$ [Joop M.I.M. Leo, 1991]). Further improvements – notably handling epsilon rules – were invented by Aycock et al. [John Aycock et al, 2002].
Note that one restriction of our implementation is that the start symbol can have only one alternative in its alternative expressions. This is not a restriction in practice because any grammar with multiple alternatives for its start symbol can be extended with a new start symbol that has the original start symbol as its only choice. That is, given a grammar as below,
grammar = {
'<start>': ['<A>', '<B>'],
...
}
one may rewrite it as below to conform to the singlealternative rule.
grammar = {
'<start>': ['<start_>'],
'<start_>': ['<A>', '<B>'],
...
}
Let us implement a class EarleyParser
, again derived from Parser
which implements an Earley parser.
Implementing EarleyParser
We first implement a simpler parser that is a parser for nearly all CFGs, but not quite. In particular, our parser does not understand epsilon rules – rules that derive empty string. We show later how the parser can be extended to handle these.
We use the following grammar in our examples below.
SAMPLE_GRAMMAR: Grammar = {
'<start>': ['<A><B>'],
'<A>': ['a<B>c', 'a<A>'],
'<B>': ['b<C>', '<D>'],
'<C>': ['c'],
'<D>': ['d']
}
C_SAMPLE_GRAMMAR = canonical(SAMPLE_GRAMMAR)
syntax_diagram(SAMPLE_GRAMMAR)
The basic idea of Earley parsing is the following:
 Start with the alternative expressions corresponding to the START_SYMBOL. These represent the possible ways to parse the string from a high level. Essentially each expression represents a parsing path. Queue each expression in our set of possible parses of the string. The parsed index of an expression is the part of expression that has already been recognized. In the beginning of parse, the parsed index of all expressions is at the beginning. Further, each letter gets a queue of expressions that recognizes that letter at that point in our parse.
 Examine our queue of possible parses and check if any of them start with a nonterminal. If it does, then that nonterminal needs to be recognized from the input before the given rule can be parsed. Hence, add the alternative expressions corresponding to the nonterminal to the queue. Do this recursively.
 At this point, we are ready to advance. Examine the current letter in the input, and select all expressions that have that particular letter at the parsed index. These expressions can now advance one step. Advance these selected expressions by incrementing their parsed index and add them to the queue of expressions in line for recognizing the next input letter.
 If while doing these things, we find that any of the expressions have finished parsing, we fetch its corresponding nonterminal, and advance all expressions that have that nonterminal at their parsed index.
 Continue this procedure recursively until all expressions that we have queued for the current letter have been processed. Then start processing the queue for the next letter.
We explain each step in detail with examples in the coming sections.
The parser uses dynamic programming to generate a table containing a forest of possible parses at each letter index – the table contains as many columns as there are letters in the input, and each column contains different parsing rules at various stages of the parse.
For example, given an input adcd
, the Column 0 would contain the following:
<start> : ● <A> <B>
which is the starting rule that indicates that we are currently parsing the rule <start>
, and the parsing state is just before identifying the symbol <A>
. It would also contain the following which are two alternative paths it could take to complete the parsing.
<A> : ● a <B> c
<A> : ● a <A>
Column 1 would contain the following, which represents the possible completion after reading a
.
<A> : a ● <B> c
<A> : a ● <A>
<B> : ● b <C>
<B> : ● <D>
<A> : ● a <B> c
<A> : ● a <A>
<D> : ● d
Column 2 would contain the following after reading d
<D> : d ●
<B> : <D> ●
<A> : a <B> ● c
Similarly, Column 3 would contain the following after reading c
<A> : a <B> c ●
<start> : <A> ● <B>
<B> : ● b <C>
<B> : ● <D>
<D> : ● d
Finally, Column 4 would contain the following after reading d
, with the ●
at the end of the <start>
rule indicating that the parse was successful.
<D> : d ●
<B> : <D> ●
<start> : <A> <B> ●
As you can see from above, we are essentially filling a table (a table is also called a chart) of entries based on each letter we read, and the grammar rules that can be applied. This chart gives the parser its other name  Chart parsing.
Columns¶
We define the Column
first. The Column
is initialized by its own index
in the input string, and the letter
at that index. Internally, we also keep track of the states that are added to the column as the parsing progresses.
class Column:
def __init__(self, index, letter):
self.index, self.letter = index, letter
self.states, self._unique = [], {}
def __str__(self):
return "%s chart[%d]\n%s" % (self.letter, self.index, "\n".join(
str(state) for state in self.states if state.finished()))
The Column
only stores unique states
. Hence, when a new state
is added
to our Column
, we check whether it is already known.
class Column(Column):
def add(self, state):
if state in self._unique:
return self._unique[state]
self._unique[state] = state
self.states.append(state)
state.e_col = self
return self._unique[state]
Items¶
An item represents a parse in progress for a specific rule. Hence the item contains the name of the nonterminal, and the corresponding alternative expression (expr
) which together form the rule, and the current position of parsing in this expression  dot
.
Note. If you are familiar with LR parsing, you will notice that an item is simply an LR0
item.
class Item:
def __init__(self, name, expr, dot):
self.name, self.expr, self.dot = name, expr, dot
We also provide a few convenience methods. The method finished()
checks if the dot
has moved beyond the last element in expr
. The method advance()
produces a new Item
with the dot
advanced one token, and represents an advance of the parsing. The method at_dot()
returns the current symbol being parsed.
class Item(Item):
def finished(self):
return self.dot >= len(self.expr)
def advance(self):
return Item(self.name, self.expr, self.dot + 1)
def at_dot(self):
return self.expr[self.dot] if self.dot < len(self.expr) else None
Here is how an item could be used. We first define our item
item_name = '<B>'
item_expr = C_SAMPLE_GRAMMAR[item_name][1]
an_item = Item(item_name, tuple(item_expr), 0)
To determine where the status of parsing, we use at_dot()
an_item.at_dot()
That is, the next symbol to be parsed is <D>
If we advance the item, we get another item that represents the finished parsing rule <B>
.
another_item = an_item.advance()
another_item.finished()
States¶
For Earley
parsing, the state of the parsing is simply one Item
along with some meta information such as the starting s_col
and ending column e_col
for each state. Hence we inherit from Item
to create a State
.
Since we are interested in comparing states, we define hash()
and eq()
with the corresponding methods.
class State(Item):
def __init__(self, name, expr, dot, s_col, e_col=None):
super().__init__(name, expr, dot)
self.s_col, self.e_col = s_col, e_col
def __str__(self):
def idx(var):
return var.index if var else 1
return self.name + ':= ' + ' '.join([
str(p)
for p in [*self.expr[:self.dot], '', *self.expr[self.dot:]]
]) + "(%d,%d)" % (idx(self.s_col), idx(self.e_col))
def copy(self):
return State(self.name, self.expr, self.dot, self.s_col, self.e_col)
def _t(self):
return (self.name, self.expr, self.dot, self.s_col.index)
def __hash__(self):
return hash(self._t())
def __eq__(self, other):
return self._t() == other._t()
def advance(self):
return State(self.name, self.expr, self.dot + 1, self.s_col)
The usage of State
is similar to that of Item
. The only difference is that it is used along with the Column
to track the parsing state. For example, we initialize the first column as follows:
col_0 = Column(0, None)
item_tuple = tuple(*C_SAMPLE_GRAMMAR[START_SYMBOL])
start_state = State(START_SYMBOL, item_tuple, 0, col_0)
col_0.add(start_state)
start_state.at_dot()
The first column is then updated by using add()
method of Column
sym = start_state.at_dot()
for alt in C_SAMPLE_GRAMMAR[sym]:
col_0.add(State(sym, tuple(alt), 0, col_0))
for s in col_0.states:
print(s)
The Parsing Algorithm¶
The Earley algorithm starts by initializing the chart with columns (as many as there are letters in the input). We also seed the first column with a state representing the expression corresponding to the start symbol. In our case, the state corresponds to the start symbol with the dot
at 0
is represented as below. The ●
symbol represents the parsing status. In this case, we have not parsed anything.
<start>: ● <A> <B>
We pass this partial chart to a method for filling the rest of the parse chart.
Before starting to parse, we seed the chart with the state representing the ongoing parse of the start symbol.
class EarleyParser(Parser):
"""Earley Parser. This parser can parse any contextfree grammar."""
def __init__(self, grammar: Grammar, **kwargs) > None:
super().__init__(grammar, **kwargs)
self.chart: List = [] # for type checking
def chart_parse(self, words, start):
alt = tuple(*self.cgrammar[start])
chart = [Column(i, tok) for i, tok in enumerate([None, *words])]
chart[0].add(State(start, alt, 0, chart[0]))
return self.fill_chart(chart)
The main parsing loop in fill_chart()
has three fundamental operations. predict()
, scan()
, and complete()
. We discuss predict
next.
Predicting States¶
We have already seeded chart[0]
with a state [<A>,<B>]
with dot
at 0
. Next, given that <A>
is a nonterminal, we predict
the possible parse continuations of this state. That is, it could be either a <B> c
or A <A>
.
The general idea of predict()
is as follows: Say you have a state with name <A>
from the above grammar, and expression containing [a,<B>,c]
. Imagine that you have seen a
already, which means that the dot
will be on <B>
. Below, is a representation of our parse status. The lefthand side of ● represents the portion already parsed (a
), and the righthand side represents the portion yet to be parsed (<B> c
).
<A>: a ● <B> c
To recognize <B>
, we look at the definition of <B>
, which has different alternative expressions. The predict()
step adds each of these alternatives to the set of states, with dot
at 0
.
<A>: a ● <B> c
<B>: ● b c
<B>: ● <D>
In essence, the predict()
method, when called with the current nonterminal, fetches the alternative expressions corresponding to this nonterminal, and adds these as predicted child states to the current column.
class EarleyParser(EarleyParser):
def predict(self, col, sym, state):
for alt in self.cgrammar[sym]:
col.add(State(sym, tuple(alt), 0, col))
To see how to use predict
, we first construct the 0th column as before, and we assign the constructed column to an instance of the EarleyParser.
col_0 = Column(0, None)
col_0.add(start_state)
ep = EarleyParser(SAMPLE_GRAMMAR)
ep.chart = [col_0]
It should contain a single state  <start> at 0
for s in ep.chart[0].states:
print(s)
We apply predict()
to fill out the 0th column, and the column should contain the possible parse paths.
ep.predict(col_0, '<A>', s)
for s in ep.chart[0].states:
print(s)
Scanning Tokens¶
What if rather than a nonterminal, the state contained a terminal symbol such as a letter? In that case, we are ready to make some progress. For example, consider the second state:
<B>: ● b c
We scan
the next column's letter. Say the next token is b
.
If the letter matches what we have, then create a new state by advancing the current state by one letter.
<B>: b ● c
This new state is added to the next column (i.e the column that has the matched letter).
class EarleyParser(EarleyParser):
def scan(self, col, state, letter):
if letter == col.letter:
col.add(state.advance())
As before, we construct the partial parse first, this time adding a new column so that we can observe the effects of scan()
ep = EarleyParser(SAMPLE_GRAMMAR)
col_1 = Column(1, 'a')
ep.chart = [col_0, col_1]
new_state = ep.chart[0].states[1]
print(new_state)
ep.scan(col_1, new_state, 'a')
for s in ep.chart[1].states:
print(s)
Completing Processing¶
When we advance, what if we actually complete()
the processing of the current rule? If so, we want to update not just this state, but also all the parent states from which this state was derived.
For example, say we have states as below.
<A>: a ● <B> c
<B>: b c ●
The state <B>: b c ●
is now complete. So, we need to advance <A>: a ● <B> c
one step forward.
How do we determine the parent states? Note from predict
that we added the predicted child states to the same column as that of the inspected state. Hence, we look at the starting column of the current state, with the same symbol at_dot
as that of the name of the completed state.
For each such parent found, we advance that parent (because we have just finished parsing that nonterminal for their at_dot
) and add the new states to the current column.
class EarleyParser(EarleyParser):
def complete(self, col, state):
return self.earley_complete(col, state)
def earley_complete(self, col, state):
parent_states = [
st for st in state.s_col.states if st.at_dot() == state.name
]
for st in parent_states:
col.add(st.advance())
Here is an example of completed processing. First we complete the Column 0
ep = EarleyParser(SAMPLE_GRAMMAR)
col_1 = Column(1, 'a')
col_2 = Column(2, 'd')
ep.chart = [col_0, col_1, col_2]
ep.predict(col_0, '<A>', s)
for s in ep.chart[0].states:
print(s)
Then we use scan()
to populate Column 1
for state in ep.chart[0].states:
if state.at_dot() not in SAMPLE_GRAMMAR:
ep.scan(col_1, state, 'a')
for s in ep.chart[1].states:
print(s)
for state in ep.chart[1].states:
if state.at_dot() in SAMPLE_GRAMMAR:
ep.predict(col_1, state.at_dot(), state)
for s in ep.chart[1].states:
print(s)
Then we use scan()
again to populate Column 2
for state in ep.chart[1].states:
if state.at_dot() not in SAMPLE_GRAMMAR:
ep.scan(col_2, state, state.at_dot())
for s in ep.chart[2].states:
print(s)
Now, we can use complete()
:
for state in ep.chart[2].states:
if state.finished():
ep.complete(col_2, state)
for s in ep.chart[2].states:
print(s)
Filling the Chart¶
The main driving loop in fill_chart()
essentially calls these operations in order. We loop over each column in order.
 For each column, fetch one state in the column at a time, and check if the state is
finished
. If it is, then we
complete()
all the parent states depending on this state.
 If it is, then we
 If the state was not finished, we check to see if the state's current symbol
at_dot
is a nonterminal. If it is a nonterminal, we
predict()
possible continuations, and update the current column with these states.  If it was not, we
scan()
the next column and advance the current state if it matches the next letter.
 If it is a nonterminal, we
class EarleyParser(EarleyParser):
def fill_chart(self, chart):
for i, col in enumerate(chart):
for state in col.states:
if state.finished():
self.complete(col, state)
else:
sym = state.at_dot()
if sym in self.cgrammar:
self.predict(col, sym, state)
else:
if i + 1 >= len(chart):
continue
self.scan(chart[i + 1], state, sym)
if self.log:
print(col, '\n')
return chart
We now can recognize a given string as belonging to a language represented by a grammar.
ep = EarleyParser(SAMPLE_GRAMMAR, log=True)
columns = ep.chart_parse('adcd', START_SYMBOL)
The chart we printed above only shows completed entries at each index. The parenthesized expression indicates the column just before the first character was recognized, and the ending column.
Notice how the <start>
nonterminal shows fully parsed status.
last_col = columns[1]
for state in last_col.states:
if state.name == '<start>':
print(state)
Since chart_parse()
returns the completed table, we now need to extract the derivation trees.
The Parse Method¶
For determining how far we have managed to parse, we simply look for the last index from chart_parse()
where the start_symbol
was found.
class EarleyParser(EarleyParser):
def parse_prefix(self, text):
self.table = self.chart_parse(text, self.start_symbol())
for col in reversed(self.table):
states = [
st for st in col.states if st.name == self.start_symbol()
]
if states:
return col.index, states
return 1, []
Here is the parse_prefix()
in action.
ep = EarleyParser(SAMPLE_GRAMMAR)
cursor, last_states = ep.parse_prefix('adcd')
print(cursor, [str(s) for s in last_states])
The following is adapted from the excellent reference on Earley parsing by Loup Vaillant.
Our parse()
method is as follows. It depends on two methods parse_forest()
and extract_trees()
that will be defined next.
class EarleyParser(EarleyParser):
def parse(self, text):
cursor, states = self.parse_prefix(text)
start = next((s for s in states if s.finished()), None)
if cursor < len(text) or not start:
raise SyntaxError("at " + repr(text[cursor:]))
forest = self.parse_forest(self.table, start)
for tree in self.extract_trees(forest):
yield self.prune_tree(tree)
Parsing Paths¶
The parse_paths()
method tries to unify the given expression in named_expr
with the parsed string. For that, it extracts the last symbol in named_expr
and checks if it is a terminal symbol. If it is, then it checks the chart at til
to see if the letter corresponding to the position matches the terminal symbol. If it does, extend our start index by the length of the symbol.
If the symbol was a nonterminal symbol, then we retrieve the parsed states at the current end column index (til
) that correspond to the nonterminal symbol, and collect the start index. These are the end column indexes for the remaining expression.
Given our list of start indexes, we obtain the parse paths from the remaining expression. If we can obtain any, then we return the parse paths. If not, we return an empty list.
class EarleyParser(EarleyParser):
def parse_paths(self, named_expr, chart, frm, til):
def paths(state, start, k, e):
if not e:
return [[(state, k)]] if start == frm else []
else:
return [[(state, k)] + r
for r in self.parse_paths(e, chart, frm, start)]
*expr, var = named_expr
starts = None
if var not in self.cgrammar:
starts = ([(var, til  len(var),
't')] if til > 0 and chart[til].letter == var else [])
else:
starts = [(s, s.s_col.index, 'n') for s in chart[til].states
if s.finished() and s.name == var]
return [p for s, start, k in starts for p in paths(s, start, k, expr)]
Here is the parse_paths()
in action
print(SAMPLE_GRAMMAR['<start>'])
ep = EarleyParser(SAMPLE_GRAMMAR)
completed_start = last_states[0]
paths = ep.parse_paths(completed_start.expr, columns, 0, 4)
for path in paths:
print([list(str(s_) for s_ in s) for s in path])
That is, the parse path for <start>
given the input adcd
included recognizing the expression <A><B>
. This was recognized by the two states: <A>
from input(0) to input(2) which further involved recognizing the rule a<B>c
, and the next state <B>
from input(3) which involved recognizing the rule <D>
.
Parsing Forests¶
The parse_forest()
method takes the state which represents the completed parse, and determines the possible ways that its expressions corresponded to the parsed expression. For example, say we are parsing 1+2+3
, and the state has [<expr>,+,<expr>]
in expr
. It could have been parsed as either [{<expr>:1+2},+,{<expr>:3}]
or [{<expr>:1},+,{<expr>:2+3}]
.
class EarleyParser(EarleyParser):
def forest(self, s, kind, chart):
return self.parse_forest(chart, s) if kind == 'n' else (s, [])
def parse_forest(self, chart, state):
pathexprs = self.parse_paths(state.expr, chart, state.s_col.index,
state.e_col.index) if state.expr else []
return state.name, [[(v, k, chart) for v, k in reversed(pathexpr)]
for pathexpr in pathexprs]
ep = EarleyParser(SAMPLE_GRAMMAR)
result = ep.parse_forest(columns, last_states[0])
result
Extracting Trees¶
What we have from parse_forest()
is a forest of trees. We need to extract a single tree from that forest. That is accomplished as follows.
(For now, we return the first available derivation tree. To do that, we need to extract the parse forest from the state corresponding to start
.)
class EarleyParser(EarleyParser):
def extract_a_tree(self, forest_node):
name, paths = forest_node
if not paths:
return (name, [])
return (name, [self.extract_a_tree(self.forest(*p)) for p in paths[0]])
def extract_trees(self, forest):
yield self.extract_a_tree(forest)
We now verify that our parser can parse a given expression.
A3_GRAMMAR: Grammar = {
"<start>": ["<bexpr>"],
"<bexpr>": [
"<aexpr><gt><aexpr>", "<aexpr><lt><aexpr>", "<aexpr>=<aexpr>",
"<bexpr>=<bexpr>", "<bexpr>&<bexpr>", "<bexpr><bexpr>", "(<bexrp>)"
],
"<aexpr>":
["<aexpr>+<aexpr>", "<aexpr><aexpr>", "(<aexpr>)", "<integer>"],
"<integer>": ["<digit><integer>", "<digit>"],
"<digit>": ["0", "1", "2", "3", "4", "5", "6", "7", "8", "9"],
"<lt>": ['<'],
"<gt>": ['>']
}
syntax_diagram(A3_GRAMMAR)
mystring = '(1+24)=33'
parser = EarleyParser(A3_GRAMMAR)
for tree in parser.parse(mystring):
assert tree_to_string(tree) == mystring
display_tree(tree)
We now have a complete parser that can parse almost arbitrary CFG. There remains a small corner to fix  the case of epsilon rules as we will see later.
Ambiguous Parsing¶
Ambiguous grammars are grammars that can produce multiple derivation trees for some given string. For example, the A3_GRAMMAR
can parse 1+2+3
in two different ways – [1+2]+3
and 1+[2+3]
.
Extracting a single tree might be reasonable for unambiguous parses. However, what if the given grammar produces ambiguity when given a string? We need to extract all derivation trees in that case. We enhance our extract_trees()
method to extract multiple derivation trees.
class EarleyParser(EarleyParser):
def extract_trees(self, forest_node):
name, paths = forest_node
if not paths:
yield (name, [])
for path in paths:
ptrees = [self.extract_trees(self.forest(*p)) for p in path]
for p in I.product(*ptrees):
yield (name, p)
As before, we verify that everything works.
mystring = '1+2'
parser = EarleyParser(A1_GRAMMAR)
for tree in parser.parse(mystring):
assert mystring == tree_to_string(tree)
display_tree(tree)
One can also use a GrammarFuzzer
to verify that everything works.
gf = GrammarFuzzer(A1_GRAMMAR)
for i in range(5):
s = gf.fuzz()
print(i, s)
for tree in parser.parse(s):
assert tree_to_string(tree) == s
The Aycock Epsilon Fix¶
While parsing, one often requires to know whether a given nonterminal can derive an empty string. For example, in the following grammar A can derive an empty string, while B can't. The nonterminals that can derive an empty string are called nullable nonterminals. For example, in the below grammar E_GRAMMAR_1
, <A>
is nullable, and since <A>
is one of the alternatives of <start>
, <start>
is also nullable. But <B>
is not nullable.
E_GRAMMAR_1: Grammar = {
'<start>': ['<A>', '<B>'],
'<A>': ['a', ''],
'<B>': ['b']
}
One of the problems with the original Earley implementation is that it does not handle rules that can derive empty strings very well. For example, the given grammar should match a
EPSILON = ''
E_GRAMMAR: Grammar = {
'<start>': ['<S>'],
'<S>': ['<A><A><A><A>'],
'<A>': ['a', '<E>'],
'<E>': [EPSILON]
}
syntax_diagram(E_GRAMMAR)
mystring = 'a'
parser = EarleyParser(E_GRAMMAR)
with ExpectError():
trees = parser.parse(mystring)
Aycock et al.[John Aycock et al, 2002] suggests a simple fix. Their idea is to precompute the nullable
set and use it to advance the nullable
states. However, before we do that, we need to compute the nullable
set. The nullable
set consists of all nonterminals that can derive an empty string.
Computing the nullable
set requires expanding each production rule in the grammar iteratively and inspecting whether a given rule can derive the empty string. Each iteration needs to take into account new terminals that have been found to be nullable
. The procedure stops when we obtain a stable result. This procedure can be abstracted into a more general method fixpoint
.
Fixpoint¶
A fixpoint
of a function is an element in the function's domain such that it is mapped to itself. For example, 1 is a fixpoint
of square root because squareroot(1) == 1
.
(We use str
rather than hash
to check for equality in fixpoint
because the data structure set
, which we would like to use as an argument has a good string representation but is not hashable).
def fixpoint(f):
def helper(arg):
while True:
sarg = str(arg)
arg_ = f(arg)
if str(arg_) == sarg:
return arg
arg = arg_
return helper
Remember my_sqrt()
from the first chapter? We can define my_sqrt()
using fixpoint.
def my_sqrt(x):
@fixpoint
def _my_sqrt(approx):
return (approx + x / approx) / 2
return _my_sqrt(1)
my_sqrt(2)
Nullable¶
Similarly, we can define nullable
using fixpoint
. We essentially provide the definition of a single intermediate step. That is, assuming that nullables
contain the current nullable
nonterminals, we iterate over the grammar looking for productions which are nullable
 that is, productions where the entire sequence can yield an empty string on some expansion.
We need to iterate over the different alternative expressions and their corresponding nonterminals. Hence we define a rules()
method converts our dictionary representation to this pair format.
def rules(grammar):
return [(key, choice)
for key, choices in grammar.items()
for choice in choices]
The terminals()
method extracts all terminal symbols from a canonical
grammar representation.
def terminals(grammar):
return set(token
for key, choice in rules(grammar)
for token in choice if token not in grammar)
def nullable_expr(expr, nullables):
return all(token in nullables for token in expr)
def nullable(grammar):
productions = rules(grammar)
@fixpoint
def nullable_(nullables):
for A, expr in productions:
if nullable_expr(expr, nullables):
nullables = {A}
return (nullables)
return nullable_({EPSILON})
for key, grammar in {
'E_GRAMMAR': E_GRAMMAR,
'E_GRAMMAR_1': E_GRAMMAR_1
}.items():
print(key, nullable(canonical(grammar)))
So, once we have the nullable
set, all that we need to do is, after we have called predict
on a state corresponding to a nonterminal, check if it is nullable
and if it is, advance and add the state to the current column.
class EarleyParser(EarleyParser):
def __init__(self, grammar, **kwargs):
super().__init__(grammar, **kwargs)
self.epsilon = nullable(self.cgrammar)
def predict(self, col, sym, state):
for alt in self.cgrammar[sym]:
col.add(State(sym, tuple(alt), 0, col))
if sym in self.epsilon:
col.add(state.advance())
mystring = 'a'
parser = EarleyParser(E_GRAMMAR)
for tree in parser.parse(mystring):
display_tree(tree)
To ensure that our parser does parse all kinds of grammars, let us try two more test cases.
DIRECTLY_SELF_REFERRING: Grammar = {
'<start>': ['<query>'],
'<query>': ['select <expr> from a'],
"<expr>": ["<expr>", "a"],
}
INDIRECTLY_SELF_REFERRING: Grammar = {
'<start>': ['<query>'],
'<query>': ['select <expr> from a'],
"<expr>": ["<aexpr>", "a"],
"<aexpr>": ["<expr>"],
}
mystring = 'select a from a'
for grammar in [DIRECTLY_SELF_REFERRING, INDIRECTLY_SELF_REFERRING]:
forest = EarleyParser(grammar).parse(mystring)
print('recognized', mystring)
try:
for tree in forest:
print(tree_to_string(tree))
except RecursionError as e:
print("Recursion error", e)
Why do we get recursion error here? The reason is that, our implementation of extract_trees()
is eager. That is, it attempts to extract all inner parse trees before it can construct the outer parse tree. When there is a self reference, this results in recursion. Here is a simple extractor that avoids this problem. The idea here is that we randomly and lazily choose a node to expand, which avoids the infinite recursion.
Tree Extractor¶
As you saw above, one of the problems with attempting to extract all trees is that the parse forest can consist of an infinite number of trees. So, here, we solve that problem by extracting one tree at a time.
class SimpleExtractor:
def __init__(self, parser, text):
self.parser = parser
cursor, states = parser.parse_prefix(text)
start = next((s for s in states if s.finished()), None)
if cursor < len(text) or not start:
raise SyntaxError("at " + repr(cursor))
self.my_forest = parser.parse_forest(parser.table, start)
def extract_a_node(self, forest_node):
name, paths = forest_node
if not paths:
return ((name, 0, 1), []), (name, [])
cur_path, i, length = self.choose_path(paths)
child_nodes = []
pos_nodes = []
for s, kind, chart in cur_path:
f = self.parser.forest(s, kind, chart)
postree, ntree = self.extract_a_node(f)
child_nodes.append(ntree)
pos_nodes.append(postree)
return ((name, i, length), pos_nodes), (name, child_nodes)
def choose_path(self, arr):
length = len(arr)
i = random.randrange(length)
return arr[i], i, length
def extract_a_tree(self):
pos_tree, parse_tree = self.extract_a_node(self.my_forest)
return self.parser.prune_tree(parse_tree)
Using it is as folows:
de = SimpleExtractor(EarleyParser(DIRECTLY_SELF_REFERRING), mystring)
for i in range(5):
tree = de.extract_a_tree()
print(tree_to_string(tree))
On the indirect reference:
ie = SimpleExtractor(EarleyParser(INDIRECTLY_SELF_REFERRING), mystring)
for i in range(5):
tree = ie.extract_a_tree()
print(tree_to_string(tree))
Note that the SimpleExtractor
gives no guarantee of the uniqueness of the returned trees. This can however be fixed by keeping track of the particular nodes that were expanded from pos_tree
variable, and hence, avoiding exploration of the same paths.
For implementing this, we extract the random stream passing into the SimpleExtractor
, and use it to control which nodes are explored. Different exploration paths can then form a tree of nodes.
We start with the node definition for a single choice. The self._chosen
is the current choice made, self.next
holds the next choice done using self._chosen
. The self.total
holds the total number of choices that one can have in this node.
class ChoiceNode:
def __init__(self, parent, total):
self._p, self._chosen = parent, 0
self._total, self.next = total, None
def chosen(self):
assert not self.finished()
return self._chosen
def __str__(self):
return '%d(%s/%s %s)' % (self._i, str(self._chosen),
str(self._total), str(self.next))
def __repr__(self):
return repr((self._i, self._chosen, self._total))
def increment(self):
# as soon as we increment, next becomes invalid
self.next = None
self._chosen += 1
if self.finished():
if self._p is None:
return None
return self._p.increment()
return self
def finished(self):
return self._chosen >= self._total
Now we come to the enhanced EnhancedExtractor()
.
class EnhancedExtractor(SimpleExtractor):
def __init__(self, parser, text):
super().__init__(parser, text)
self.choices = ChoiceNode(None, 1)
First we define choose_path()
that given an array and a choice node, returns the element in array corresponding to the next choice node if it exists, or produces a new choice nodes, and returns that element.
class EnhancedExtractor(EnhancedExtractor):
def choose_path(self, arr, choices):
arr_len = len(arr)
if choices.next is not None:
if choices.next.finished():
return None, None, None, choices.next
else:
choices.next = ChoiceNode(choices, arr_len)
next_choice = choices.next.chosen()
choices = choices.next
return arr[next_choice], next_choice, arr_len, choices
We define extract_a_node()
here. While extracting, we have a choice. Should we allow infinite forests, or should we have a finite number of trees with no direct recursion? A direct recursion is when there exists a parent node with the same nonterminal that parsed the same span. We choose here not to extract such trees. They can be added back after parsing.
This is a recursive procedure that inspects a node, extracts the path required to complete that node. A single path (corresponding to a nonterminal) may again be composed of a sequence of smaller paths. Such paths are again extracted using another call to extract_a_node()
recursively.
What happens when we hit on one of the node recursions we want to avoid? In that case, we return the current choice node, which bubbles up to extract_a_tree()
. That procedure increments the last choice, which in turn increments up the parents until we reach a choice node that still has options to explore.
What if we hit the end of choices for a particular choice node(i.e, we have exhausted paths that can be taken from a node)? In this case also, we return the current choice node, which bubbles up to extract_a_tree()
.
That procedure increments the last choice, which bubbles up to the next choice that has some unexplored paths.
class EnhancedExtractor(EnhancedExtractor):
def extract_a_node(self, forest_node, seen, choices):
name, paths = forest_node
if not paths:
return (name, []), choices
cur_path, _i, _l, new_choices = self.choose_path(paths, choices)
if cur_path is None:
return None, new_choices
child_nodes = []
for s, kind, chart in cur_path:
if kind == 't':
child_nodes.append((s, []))
continue
nid = (s.name, s.s_col.index, s.e_col.index)
if nid in seen:
return None, new_choices
f = self.parser.forest(s, kind, chart)
ntree, newer_choices = self.extract_a_node(f, seen  {nid}, new_choices)
if ntree is None:
return None, newer_choices
child_nodes.append(ntree)
new_choices = newer_choices
return (name, child_nodes), new_choices
The extract_a_tree()
is a depth first extractor of a single tree. It tries to extract a tree, and if the extraction returns None
, it means that a particular choice was exhausted, or we hit on a recursion. In that case, we increment the choice, and explore a new path.
class EnhancedExtractor(EnhancedExtractor):
def extract_a_tree(self):
while not self.choices.finished():
parse_tree, choices = self.extract_a_node(self.my_forest, set(), self.choices)
choices.increment()
if parse_tree is not None:
return self.parser.prune_tree(parse_tree)
return None
Note that the EnhancedExtractor
only extracts nodes that are not directly recursive. That is, if it finds a node with a nonterminal that covers the same span as that of a parent node with the same nonterminal, it skips the node.
ee = EnhancedExtractor(EarleyParser(INDIRECTLY_SELF_REFERRING), mystring)
i = 0
while True:
i += 1
t = ee.extract_a_tree()
if t is None: break
print(i, t)
s = tree_to_string(t)
assert s == mystring
istring = '1+2+3+4'
ee = EnhancedExtractor(EarleyParser(A1_GRAMMAR), istring)
i = 0
while True:
i += 1
t = ee.extract_a_tree()
if t is None: break
print(i, t)
s = tree_to_string(t)
assert s == istring
More Earley Parsing¶
A number of other optimizations exist for Earley parsers. A fast industrial strength Earley parser implementation is the Marpa parser. Further, Earley parsing need not be restricted to character data. One may also parse streams (audio and video streams) [Qi et al, 2018] using a generalized Earley parser.
Here are a few examples of the Earley parser in action.
mystring = "1 + (2 * 3)"
earley = EarleyParser(EXPR_GRAMMAR)
for tree in earley.parse(mystring):
assert tree_to_string(tree) == mystring
display(display_tree(tree))
mystring = "1 * (2 + 3.35)"
for tree in earley.parse(mystring):
assert tree_to_string(tree) == mystring
display(display_tree(tree))
In contrast to the PEGParser
, above, the EarleyParser
can handle arbitrary contextfree grammars.
Excursion: Testing the Parsers¶
While we have defined two parser variants, it would be nice to have some confirmation that our parses work well. While it is possible to formally prove that they work, it is much more satisfying to generate random grammars, their corresponding strings, and parse them using the same grammar.
def prod_line_grammar(nonterminals, terminals):
g = {
'<start>': ['<symbols>'],
'<symbols>': ['<symbol><symbols>', '<symbol>'],
'<symbol>': ['<nonterminals>', '<terminals>'],
'<nonterminals>': ['<lt><alpha><gt>'],
'<lt>': ['<'],
'<gt>': ['>'],
'<alpha>': nonterminals,
'<terminals>': terminals
}
if not nonterminals:
g['<nonterminals>'] = ['']
del g['<lt>']
del g['<alpha>']
del g['<gt>']
return g
syntax_diagram(prod_line_grammar(["A", "B", "C"], ["1", "2", "3"]))
def make_rule(nonterminals, terminals, num_alts):
prod_grammar = prod_line_grammar(nonterminals, terminals)
gf = GrammarFuzzer(prod_grammar, min_nonterminals=3, max_nonterminals=5)
name = "<%s>" % ''.join(random.choices(string.ascii_uppercase, k=3))
return (name, [gf.fuzz() for _ in range(num_alts)])
make_rule(["A", "B", "C"], ["1", "2", "3"], 3)
from Grammars import unreachable_nonterminals
def make_grammar(num_symbols=3, num_alts=3):
terminals = list(string.ascii_lowercase)
grammar = {}
name = None
for _ in range(num_symbols):
nonterminals = [k[1:1] for k in grammar.keys()]
name, expansions = \
make_rule(nonterminals, terminals, num_alts)
grammar[name] = expansions
grammar[START_SYMBOL] = [name]
# Remove unused parts
for nonterminal in unreachable_nonterminals(grammar):
del grammar[nonterminal]
assert is_valid_grammar(grammar)
return grammar
make_grammar()
Now we verify if our arbitrary grammars can be used by the Earley parser.
for i in range(5):
my_grammar = make_grammar()
print(my_grammar)
parser = EarleyParser(my_grammar)
mygf = GrammarFuzzer(my_grammar)
s = mygf.fuzz()
print(s)
for tree in parser.parse(s):
assert tree_to_string(tree) == s
display_tree(tree)
With this, we have completed both implementation and testing of arbitrary CFG, which can now be used along with LangFuzzer
to generate better fuzzing inputs.
Background¶
Numerous parsing techniques exist that can parse a given string using a given grammar, and produce corresponding derivation tree or trees. However, some of these techniques work only on specific classes of grammars. These classes of grammars are named after the specific kind of parser that can accept grammars of that category. That is, the upper bound for the capabilities of the parser defines the grammar class named after that parser.
The LL and LR parsing are the main traditions in parsing. Here, LL means lefttoright, leftmost derivation, and it represents a topdown approach. On the other hand, and LR (lefttoright, rightmost derivation) represents a bottomup approach. Another way to look at it is that LL parsers compute the derivation tree incrementally in preorder while LR parsers compute the derivation tree in postorder [Pingali et al, 2015]).
Different classes of grammars differ in the features that are available to
the user for writing a grammar of that class. That is, the corresponding
kind of parser will be unable to parse a grammar that makes use of more
features than allowed. For example, the A2_GRAMMAR
is an LL
grammar because it lacks left recursion, while A1_GRAMMAR
is not an
LL grammar. This is because an LL parser parses
its input from left to right, and constructs the leftmost derivation of its
input by expanding the nonterminals it encounters. If there is a left
recursion in one of these rules, an LL parser will enter an infinite loop.
Similarly, a grammar is LL(k) if it can be parsed by an LL parser with k lookahead token, and LR(k) grammar can only be parsed with LR parser with at least k lookahead tokens. These grammars are interesting because both LL(k) and LR(k) grammars have $O(n)$ parsers, and can be used with relatively restricted computational budget compared to other grammars.
The languages for which one can provide an LL(k) grammar is called LL(k) languages (where k is the minimum lookahead required). Similarly, LR(k) is defined as the set of languages that have an LR(k) grammar. In terms of languages, LL(k) $\subset$ LL(k+1) and LL(k) $\subset$ LR(k), and LR(k) $=$ LR(1). All deterministic CFLs have an LR(1) grammar. However, there exist CFLs that are inherently ambiguous [Ogden et al, 1968], and for these, one can't provide an LR(1) grammar.
The other main parsing algorithms for CFGs are GLL [Scott et al, 2010], GLR [Tomita et al, 1987, Tomita et al, 2012], and CYK [Grune et al, 2008]. The ALL(*) (used by ANTLR) on the other hand is a grammar representation that uses Regular Expression like predicates (similar to advanced PEGs – see Exercise) rather than a fixed lookahead. Hence, ALL(*) can accept a larger class of grammars than CFGs.
In terms of computational limits of parsing, the main CFG parsers have a complexity of $O(n^3)$ for arbitrary grammars. However, parsing with arbitrary CFG is reducible to boolean matrix multiplication [Valiant et al, 1975] (and the reverse [Lee et al, 2002]). This is at present bounded by $O(2^{23728639})$ [Le Gall et al, 2014]. Hence, worse case complexity for parsing arbitrary CFG is likely to remain close to cubic.
Regarding PEGs, the actual class of languages that is expressible in PEG is currently unknown. In particular, we know that PEGs can express certain languages such as $a^n b^n c^n$. However, we do not know if there exist CFLs that are not expressible with PEGs. In Section 2.3, we provided an instance of a counterintuitive PEG grammar. While important for our purposes (we use grammars for generation of inputs) this is not a criticism of parsing with PEGs. PEG focuses on writing grammars for recognizing a given language, and not necessarily in interpreting what language an arbitrary PEG might yield. Given a ContextFree Language to parse, it is almost always possible to write a grammar for it in PEG, and given that 1) a PEG can parse any string in $O(n)$ time, and 2) at present we know of no CFL that can't be expressed as a PEG, and 3) compared with LR grammars, a PEG is often more intuitive because it allows topdown interpretation, when writing a parser for a language, PEGs should be under serious consideration.
Lessons Learned¶
 Grammars can be used to generate derivation trees for a given string.
 Parsing Expression Grammars are intuitive, and easy to implement, but require care to write.
 Earley Parsers can parse arbitrary Context Free Grammars.
Next Steps¶
 Use parsed inputs to recombine existing inputs
Exercises¶
Exercise 1: An Alternative Packrat¶
In the Packrat parser, we showed how one could implement a simple PEG parser. That parser kept track of the current location in the text using an index. Can you modify the parser so that it simply uses the current substring rather than tracking the index? That is, it should no longer have the at
parameter.
Solution. Here is a possible solution:
Exercise 2: More PEG Syntax¶
The PEG syntax provides a few notational conveniences reminiscent of regular expressions. For example, it supports the following operators (letters T
and A
represents tokens that can be either terminal or nonterminal. ε
is an empty string, and /
is the ordered choice operator similar to the nonordered choice operator 
):
T?
represents an optional greedy match of T andA := T?
is equivalent toA := T/ε
.T*
represents zero or more greedy matches ofT
andA := T*
is equivalent toA := T A/ε
.T+
represents one or more greedy matches – equivalent toTT*
If you look at the three notations above, each can be represented in the grammar in terms of basic syntax.
Remember the exercise from the chapter on grammars that developed define_ex_grammar()
that can represent grammars as Python code? extend define_ex_grammar()
to define_peg()
to support the above notational conveniences. The decorator should rewrite a given grammar that contains these notations to an equivalent grammar in basic syntax.
Exercise 3: PEG Predicates¶
Beyond these notational conveniences, it also supports two predicates that can provide a powerful lookahead facility that does not consume any input.
T&A
represents an Andpredicate that matchesT
ifT
is matched, and it is immediately followed byA
T!A
represents a Notpredicate that matchesT
ifT
is matched, and it is not immediately followed byA
Implement these predicates in our PEG parser.
Exercise 4: Earley Fill Chart¶
In the Earley Parser
, Column
class, we keep the states both as a list
and also as a dict
even though dict
is ordered. Can you explain why?
Hint: see the fill_chart
method.
Exercise 5: Leo Parser¶
One of the problems with the original Earley parser is that while it can parse strings using arbitrary Context Free Gramamrs, its performance on rightrecursive grammars is quadratic. That is, it takes $O(n^2)$ runtime and space for parsing with rightrecursive grammars. For example, consider the parsing of the following string by two different grammars LR_GRAMMAR
and RR_GRAMMAR
.
mystring = 'aaaaaa'
To see the problem, we need to enable logging. Here is the logged version of parsing with the LR_GRAMMAR
result = EarleyParser(LR_GRAMMAR, log=True).parse(mystring)
for _ in result: pass # consume the generator so that we can see the logs
Compare that to the parsing of RR_GRAMMAR
as seen below:
result = EarleyParser(RR_GRAMMAR, log=True).parse(mystring)
for _ in result: pass
As can be seen from the parsing log for each letter, the number of states with representation <A>: a <A> ● (i, j)
increases at each stage, and these are simply a left over from the previous letter. They do not contribute anything more to the parse other than to simply complete these entries. However, they take up space, and require resources for inspection, contributing a factor of n
in analysis.
Joop Leo [Joop M.I.M. Leo, 1991] found that this inefficiency can be avoided by detecting right recursion. The idea is that before starting the completion
step, check whether the current item has a deterministic reduction path. If such a path exists, add a copy of the topmost element of the deteministic reduction path to the current column, and return. If not, perform the original completion
step.
Definition 2.1: An item is said to be on the deterministic reduction path above $[A \rightarrow \gamma., i]$ if it is $[B \rightarrow \alpha A ., k]$ with $[B \rightarrow \alpha . A, k]$ being the only item in $ I_i $ with the dot in front of A, or if it is on the deterministic reduction path above $[B \rightarrow \alpha A ., k]$. An item on such a path is called topmost one if there is no item on the deterministic reduction path above it[Joop M.I.M. Leo, 1991].
Finding a deterministic reduction path is as follows:
Given a complete state, represented by <A> : seq_1 ● (s, e)
where s
is the starting column for this rule, and e
the current column, there is a deterministic reduction path above it if two constraints are satisfied.
 There exist a single item in the form
<B> : seq_2 ● <A> (k, s)
in columns
.  That should be the single item in s with dot in front of
<A>
The resulting item is of the form <B> : seq_2 <A> ● (k, e)
, which is simply item from (1) advanced, and is considered above <A>:.. (s, e)
in the deterministic reduction path.
The seq_1
and seq_2
are arbitrary symbol sequences.
This forms the following chain of links, with <A>:.. (s_1, e)
being the child of <B>:.. (s_2, e)
etc.
Here is one way to visualize the chain:
<C> : seq_3 <B> ● (s_3, e)
 constraints satisfied by <C> : seq_3 ● <B> (s_3, s_2)
<B> : seq_2 <A> ● (s_2, e)
 constraints satisfied by <B> : seq_2 ● <A> (s_2, s_1)
<A> : seq_1 ● (s_1, e)
Essentially, what we want to do is to identify potential deterministic right recursion candidates, perform completion on them, and throw away the result. We do this until we reach the top. See Grune et al.~[Grune et al, 2008] for further information.
Note that the completions are in the same column (e
), with each candidate with constraints satisfied
in further and further earlier columns (as shown below):
<C> : seq_3 ● <B> (s_3, s_2) > <C> : seq_3 <B> ● (s_3, e)

<B> : seq_2 ● <A> (s_2, s_1) > <B> : seq_2 <A> ● (s_2, e)

<A> : seq_1 ● (s_1, e)
Following this chain, the topmost item is the item <C>:.. (s_3, e)
that does not have a parent. The topmost item needs to be saved is called a transitive item by Leo, and it is associated with the nonterminal symbol that started the lookup. The transitive item needs to be added to each column we inspect.
Here is the skeleton for the parser LeoParser
.
class LeoParser(EarleyParser):
def complete(self, col, state):
return self.leo_complete(col, state)
def leo_complete(self, col, state):
detred = self.deterministic_reduction(state)
if detred:
col.add(detred.copy())
else:
self.earley_complete(col, state)
def deterministic_reduction(self, state):
raise NotImplementedError
Can you implement the deterministic_reduction()
method to obtain the topmost element?
Solution. Here is a possible solution:
Advanced: We have fixed the complexity bounds. However, because we are saving only the topmost item of a right recursion, we need to fix our parser to be aware of our fix while extracting parse trees. Can you fix it?
Hint: Leo suggests simply transforming the Leo item sets to normal Earley sets, with the results from deterministic reduction expanded to their originals. For that, keep in mind the picture of constraint chain we drew earlier.
Solution. Here is a possible solution.
Exercise 6: Filtered Earley Parser¶
One of the problems with our Earley and Leo Parsers is that it can get stuck in infinite loops when parsing with grammars that contain token repetitions in alternatives. For example, consider the grammar below.
RECURSION_GRAMMAR: Grammar = {
"<start>": ["<A>"],
"<A>": ["<A>", "<A>aa", "AA", "<B>"],
"<B>": ["<C>", "<C>cc", "CC"],
"<C>": ["<B>", "<B>bb", "BB"]
}
With this grammar, one can produce an infinite chain of derivations of <A>
, (direct recursion) or an infinite chain of derivations of <B> > <C> > <B> ...
(indirect recursion). The problem is that, our implementation can get stuck trying to derive one of these infinite chains. One possibility is to use the LazyExtractor
. Another, is to simply avoid generating such chains.
from ExpectError import ExpectTimeout
with ExpectTimeout(1, print_traceback=False):
mystring = 'AA'
parser = LeoParser(RECURSION_GRAMMAR)
tree, *_ = parser.parse(mystring)
assert tree_to_string(tree) == mystring
display_tree(tree)
Can you implement a solution such that any tree that contains such a chain is discarded?
Solution. Here is a possible solution.
Exercise 7: Iterative Earley Parser¶
Recursive algorithms are quite handy in some cases, but sometimes we might want to have iteration instead of recursion due to memory or speed problems.
Can you implement an iterative version of the EarleyParser
?
Hint: In general, you can use a stack to replace a recursive algorithm with an iterative one. An easy way to do this is pushing the parameters onto a stack instead of passing them to the recursive function.
Solution. Here is a possible solution.
Exercise 8: First Set of a Nonterminal¶
We previously gave a way to extract the nullable
(epsilon) set, which is often used for parsing.
Along with nullable
, parsing algorithms often use two other sets first
and follow
.
The first set of a terminal symbol is itself, and the first set of a nonterminal is composed of terminal symbols that can come at the beginning of any derivation
of that nonterminal. The first set of any nonterminal that can derive the empty string should contain EPSILON
. For example, using our A1_GRAMMAR
, the first set of both <expr>
and <start>
is {0,1,2,3,4,5,6,7,8,9}
. The extraction first set for any selfrecursive nonterminal is simple enough. One simply has to recursively compute the first set of the first element of its choice expressions. The computation of first
set for a selfrecursive nonterminal is tricky. One has to recursively compute the first set until one is sure that no more terminals can be added to the first set.
Can you implement the first
set using our fixpoint()
decorator?
Exercise 9: Follow Set of a Nonterminal¶
The follow set definition is similar to the first set. The follow set of a nonterminal is the set of terminals that can occur just after that nonterminal is used in any derivation. The follow set of the start symbol is EOF
, and the follow set of any nonterminal is the super set of first sets of all symbols that come after it in any choice expression.
For example, the follow set of <expr>
in A1_GRAMMAR
is the set {EOF, +, }
.
As in the previous exercise, implement the followset()
using the fixpoint()
decorator.
Exercise 10: A LL(1) Parser¶
As we mentioned previously, there exist other kinds of parsers that operate lefttoright with right most derivation (LR(k)) or lefttoright with left most derivation (LL(k)) with k signifying the amount of lookahead the parser is permitted to use.
What should one do with the lookahead? That lookahead can be used to determine which rule to apply. In the case of an LL(1) parser, the rule to apply is determined by looking at the first set of the different rules. We previously implemented first_expr()
that takes an expression, the set of nullables
, and computes the first set of that rule.
If a rule can derive an empty set, then that rule may also be applicable if of sees the follow()
set of the corresponding nonterminal.
Part 1: A LL(1) Parsing Table¶
The first part of this exercise is to implement the parse table that describes what action to take for an LL(1) parser on seeing a terminal symbol on lookahead. The table should be in the form of a dictionary such that the keys represent the nonterminal symbol, and the value should contain another dictionary with keys as terminal symbols and the particular rule to continue parsing as the value.
Let us illustrate this table with an example. The parse_table()
method populates a self.table
data structure that should conform to the following requirements:
class LL1Parser(Parser):
def parse_table(self):
self.my_rules = rules(self.cgrammar)
self.table = ... # fill in here to produce
def rules(self):
for i, rule in enumerate(self.my_rules):
print(i, rule)
def show_table(self):
ts = list(sorted(terminals(self.cgrammar)))
print('Rule Name\t %s' % '  '.join(t for t in ts))
for k in self.table:
pr = self.table[k]
actions = list(str(pr[t]) if t in pr else ' ' for t in ts)
print('%s \t %s' % (k, '  '.join(actions)))
On invocation of LL1Parser(A2_GRAMMAR).show_table()
It should result in the following table:
for i, r in enumerate(rules(canonical(A2_GRAMMAR))):
print("%d\t %s := %s" % (i, r[0], r[1]))
Rule Name  +    0  1  2  3  4  5  6  7  8  9  

start  0  0  0  0  0  0  0  0  0  0  
expr  1  1  1  1  1  1  1  1  1  1  
expr_  2  3  
integer  5  5  5  5  5  5  5  5  5  5  
integer_  7  7  6  6  6  6  6  6  6  6  6  6  
digit  8  9  10  11  12  13  14  15  16  17 
Part 2: The Parser¶
Once we have the parse table, implementing the parser is as follows: Consider the first item from the sequence of tokens to parse, and seed the stack with the start symbol.
While the stack is not empty, extract the first symbol from the stack, and if the symbol is a terminal, verify that the symbol matches the item from the input stream. If the symbol is a nonterminal, use the symbol and input item to look up the next rule from the parse table. Insert the rule thus found to the top of the stack. Keep track of the expressions being parsed to build up the parse table.
Use the parse table defined previously to implement the complete LL(1) parser.
Solution. Here is the complete parser:
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